Forms

Investment Management Agreement
This form is completed to outline the agreement between Capital Financial Services, LLC and the client, with regard to the management of the client's investment assets on a fee-only basis.
Investment Advisory Agreement.pdf
Adobe Acrobat document [87.5 KB]
Financial Planning Agreement
This form is completed to outline the agreement between Capital Financial Services, LLC and the client, with regard to hourly financial planning fees.
Financial Planning Agreement.pdf
Adobe Acrobat document [46.2 KB]
Client Expense Worksheet
Used in the financial planning process.
expense worksheet.pdf
Adobe Acrobat document [1.2 MB]
Investment Risk Questionnaire
Used in the Financial Planning and Investment Management Process
RiskQuestionaireCurrent2012.pdf
Adobe Acrobat document [319.5 KB]
Fiduciary Oath
Fiduciary Oath.pdf
Adobe Acrobat document [144.8 KB]
Business Continuity Plan Statement
Appendix A-BCP 2014.pdf
Adobe Acrobat document [117.8 KB]
Privacy Notice
Privacy Statement.pdf
Adobe Acrobat document [1.1 MB]